Peter Mason

CO20190942

It is alleged that Peter B. Mason failed to comply with Rules 119.21(2) and 119.21(3) by not confirming the certifications he deemed to give upon signing trust cheques were in place, and that such conduct is deserving of sanction;
It is alleged that Peter B. Mason failed to comply with Rule 119.24(1) by failing to maintain money on deposit in his trust account in an aggregate amount sufficient to meet all trust obligations, and that such conduct is deserving of sanction;
It is alleged that Peter B. Mason failed to comply with Rule 119.24(3) by failing to immediately notify the Law Society that a deficiency in an amount greater than $2,500.00 existed in his trust account, and that such conduct is deserving of sanction;
It is alleged that Peter B. Mason failed to comply with Rules 119.36(1), 119.36(2), 119.36(3), and 119.36(4) by failing to maintain his firm’s prescribed financial records, and that such conduct is deserving of sanction;
It is alleged that Peter B. Mason failed to comply with Rule 119.36(4)(d) by failing to conduct and maintain monthly bank reconciliations of his trust account, and that such conduct is deserving of sanction;
It is alleged that Peter B. Mason failed to comply with Rule 119.40 by failing to conduct monthly bank reconciliations of his general account, and that such conduct is deserving of sanction; and
It is alleged that Peter B. Mason failed to properly supervise his staff and that such conduct is deserving of sanction.

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