Grady Rowand

CO20191158

It is alleged Grady Rowand misappropriated funds from his firm’s trust account and that such conduct is deserving of sanction.
It is alleged Grady Rowand failed to comply with Rules 119.21(2) and 119.21(3) by signing withdrawals from his trust account without first ensuring that the conditions precedent for those withdrawals existed, and that such conduct is deserving of sanction.
It is alleged Grady Rowand failed to comply with Rule 119.24(1) by failing to maintain money on deposit in his trust account in an aggregate amount sufficient to meet all trust obligations, and that such conduct is deserving of sanction.
It is alleged Grady Rowand failed to comply with Rules 119.36(1), 119.36(2), 119.36(3), and 119.36(4) by failing to maintain his firm’s prescribed financial records, and that such conduct is deserving of sanction.
It is alleged Grady Rowand failed to comply with Rule 119.36(4)(d) by failing to conduct and maintain monthly bank reconciliations of his trust account, and that such conduct is deserving of sanction.
It is alleged Grady Rowand failed to comply with Rule 119.40 by failing to conduct monthly bank reconciliations of his general account, and that such conduct is deserving of sanction.
It is alleged Grady Rowand forged information on a cheque and obtained funds without the knowledge or consent of the owner of the bank account and that such conduct is deserving of sanction.

Unproven allegations that have not yet been the subject of a hearing.

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