CO20172421
1. It is alleged that Brian Doherty failed to properly supervise his legal assistant and bookkeeper, D.D., and that such conduct is deserving of sanction;
2. It is alleged that Brian Doherty failed to comply with Rules 119.21(2) and 119.21(3) by signing withdrawals from his firm’s trust account without first ensuring that the conditions precedent for those withdrawals existed, and that such conduct is deserving of sanction;
3. It is alleged that Brian Doherty failed to comply with Rule 119.21(5) by failing to withdraw funds from trust within one month of said funds being payable to the firm and that such conduct is deserving of sanction;
4. It is alleged that Brian Doherty failed to comply with Rule 119.24(1) by failing to maintain money on deposit in his firm’s trust account in an aggregate amount sufficient to meet all obligations, and that such conduct is deserving of sanction; and
5. It is alleged that Brian Doherty failed to comply with Rule 119.36 by failing to properly maintain his firm’s prescribed financial records, and that such conduct is deserving of sanction.